Corporate Compliance

Corporate Compliance

Corporate Compliance is at the forefront of every successful business. Proactively identify and mitigate risks in your organisation through effective Corporate Compliance Programs.

 

Corporate compliance management is essential to maintaining good legal standing. Whether your corporate compliance needs include corporate governance, compliance audits, accreditation and regulatory permits or other corporate obligations – you need a trusted partner that can help you satisfy even the most complex compliance requirements.

 

We ensure that your organisation remains up-to-date on all regulatory and accreditation requirements in accordance with company regulations and relevant regulatory body requirements and legislation.

 

We are your strategic, enterprise-level risk partner helping you continuously monitor compliance and proactively identify and mitigate operational risks.

 

We can develop, implement and enforce policies and procedures to keep your products, processes, and employees operating in a legal, compliant and ethical manner.

 

We can assist with helping you implement corrective actions to ensure and maintain future compliance.

 

If there are suspected violations of compliance, we can assist by conducting audits or investigations, recommend areas for improvement, and develop roadmaps for remediation. 


Our experienced team of consultants can provide technical advice and guidance on a range of compliance and regulatory risk areas including:


Professional Passport Accreditation

Customised compliance pack, approved templates and checklists, end to end process matrix, training and on-going support

 

FCSA Accreditation

Customised compliance pack, approved templates and checklists, end to end process matrix, training and on-going support

 

Supply Chain Compliance

Designing and implementing appropriate check protocols, procedures, systems and controls

 

Assurance Reviews

Client on-boarding review, AML review, Data Protection review, preparing for a regulatory inspection and visit

 

Compliance Documentation

Customised manuals, checklists and other operational aids to compliance

 

Compliance Audit

Identifying and assessing compliance and other operational risks and violations

 

Compliance Remediation

Designing and implementing appropriate policies, procedures, systems and controls


Compliance Training

Ongoing or scheduled training for staff and senior management


Compliance Secondments

Providing experienced individuals to act as Compliance Officer and Money Laundering Reporting Officer 


Internal Audit Co-Sourcing

Carrying out compliance monitoring programmes and reporting to management


Financial Crime Prevention

Advising on and developing comprehensive financial crime risk assessments


Corporate Governance

Advising on organisation structures and corporate governance arrangements


Status Quo Analysis

Regulatory and legislative interpretation, analysis and advice


Quality Management

Implement quality initiatives to improve processes, systems and operational performance


Risk Management

Project management in relation to customised and streamlined risk mitigation programmes and remediation strategies



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