Professional Passport Accreditation

Customised compliance pack, approved templates and checklists, end to end process matrix, training and on-going support.

FCSA Accreditation

Customised compliance pack, approved templates and checklists, end to end process matrix, training and on-going support

Supply Chain Compliance

Designing and implementing appropriate check protocols, procedures, systems and controls

Assurance Reviews

Client on-boarding review, AML review, Data Protection review, preparing for a regulatory inspection and visit

Compliance Documentation

Customised manuals, checklists and other operational aids to compliance

Compliance Audit

Identifying and assessing compliance and other operational risks and violations

Compliance Remediation

Designing and implementing appropriate policies, procedures, systems and controls

Compliance Training

Ongoing or scheduled training for staff and senior management

Compliance Secondments

Providing experienced individuals to act as Compliance Officer and Money Laundering Reporting Officer 

Internal Audit Co-Sourcing

Carrying out compliance monitoring programmes and reporting to management

Financial Crime Prevention

Advising on and developing comprehensive financial crime risk assessments

Corporate Governance

Advising on organisation structures and corporate governance arrangements

Status Quo Analysis

Regulatory and legislative interpretation, analysis and advice

Quality Management

Implement quality initiatives to improve processes, systems and operational performance

Risk Management

Project management in relation to customised and streamlined risk mitigation programmes and remediation strategies